Guidelines Monitoring & Transactions Reporting Manager (Associate Director)
Guidelines Monitoring & Transactions Reporting Manager (Associate Director)
Ensure compliance with global regulations governing financial securities and investments. Define and optimize process controls around Guideline compliance for the Global Business Services Team, with a focus on Bloomberg AIM trading system.? Collaborate with the Guideline Management Team on monitoring/reporting enhancements and the use of technical tools and systems to reach optimal compliance outcomes. Answer regulatory questions on Undertakings for the Collective Investment in Transferable Securities (UCITS), Alternative Investment Fund Managers Directive (AIFMD) reporting and the Hong Kong Securities and Futures Commission Apply: ATTN: TF-SB, Barings, LLC, 300 S Tryon St, Suite 2500, Charlotte, NC 28202